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regulations & governance

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    • Other Rules & Regulations

Other Rules & Regulations

Legislations

Download Securities Act
Download Financial Services Act

Other Rules governing the securities market

Download Stock Exchange (Register of Interests in Securities) Rules 1989 (GN 155/89)
Download Stock Exchange (Investment by Foreign Investors) Rules 2013

Regulations

Stock Exchange (Brokerage) Regulations 1989 (GN 119/89)
Stock Exchange (Prescribed Securities) Regulations 2002 (GN 22/02)
Securities (Collective Investment Schemes and Closed-end Funds) Regulations 2008

Securities (Instruments) Regulations 2013 (GN 164/13)

Transitional Provisions:

Download Stock Exchange (Approved Investment Institution) Rules 1992

Section 159 (7) of the Securities Act 2005 provides: “Approved investment institutions in existence immediately before the commencement of this Act shall, within 3 years of the commencement of such regulations as may be prescribed, apply for authorisation as collective investment schemes according to conditions and subject to such exemptions as may be specified in FSC Rules.”

Subject to subsection (7), approved investment institutions designated under section 50A of the Stock Exchange Act shall, notwithstanding the repeal in section 157(1)(a) continue to operate subject to the conditions of the Stock Exchange (Approved Investment Institution) Rules 1992.

Download Stock Exchange (Investment Clubs) Rules 1994

Section 155 of the Securities Act states that the Commission may make rules known as FSC Rules for the registration, operation and control of the activities of investment clubs.

FSC Rules

Download Securities (Licensing Rules) 2007
Download Securities (Public Offers) Rules 2007
Download Securities (Disclosure Obligations of Reporting Issuers) Rules 2007
Download Financial Services (Consolidated Licensing and Fees) Rules 2008
Download Securities (Preferential Offer) Rules 2017
Download Securities (Authorisation of Foreign Investment Dealers) Rules 2010
Download Securities (Takeover) Rules 2010
Download Securities (Brokerage Fee for Government of Mauritius Securities and Bank of Mauritius Securities) Rules 2011
Download Securities (Brokerage Fees for Exchange Traded Funds on Foreign Underlyings) Rules
Download Securities (Brokerage Fees for Turnaround Trades) Rules 2013
Download Securities (Brokerage Fees for Debentures) Rules 2013

Download Securities (Recognition of Remote Custodians) Rules 2013

Policies and Guidelines

Download SEM Equality Opportunity Policy

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